HSE Operations

HSE is a self-clearing firm, utilizing the clearance and settlement services of The Depository Trust and Clearing Corporation (DTCC). The professional staff of the Operations Department is committed to ensuring prompt transactional execution for all of our clients.

Clearing Information
DTC: 6963
NSCC: 6963
Alpha: HUTC

Privacy Statement

Hutchinson, Shockey, Erley & Co. collects non-public personal information from the following sources:

  • Information we receive from you in applications or other forms; and
  • Information about your transaction with us or others.

We do not disclose any non-public personal information about you to anyone, except as permitted by law.

If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices as described in this notice.

Hutchinson, Shockey, Erley & Co. restricts access to your personal and account information to those employees who need to know that information to provide products or services to you. Hutchinson, Shockey, Erley & Co. maintains physical, electronic and procedural safeguards to guard your non-public personal information.

CIP Notice

Operations Contacts

Operations | 312.443.1560
Joanne Doerner
Nancy Meier
Tony Simpson
Hannah Norris
Ryan Jefferson
Information Technology
Jack Enright |  312.443.4999
Rodolfo Perez |  312.443.4996
Marc Yorgesen  |  312.443.4997