HSE clears on a fully-disclosed basis through Pershing LLC, a wholly-owned subsidiary of The Bank of New York Mellon Corporation. The professional staff of HSE’s Operations Department is committed to ensuring prompt execution of transactions for all our customers.
Hutchinson, Shockey, Erley & Co. collects non-public personal information from the following sources:
- Information we receive from you in applications or other forms; and
- Information about your transaction with us or others.
We do not disclose any non-public personal information about you to anyone, except as permitted by law.
If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices as described in this notice.
Hutchinson, Shockey, Erley & Co. restricts access to your personal and account information to those employees who need to know that information to provide products or services to you. Hutchinson, Shockey, Erley & Co. maintains physical, electronic and procedural safeguards to guard your non-public personal information.
Marc Yorgesen | 312.443.4997